The securities practice of firm attorneys encompasses the preparation of private placements of interests in health care, real estate, and oil and gas ventures, together with regulatory and civil litigation of securities-related matters. Sorling Northrup also represents local governments and financial institutions as issuer’s counsel in bond offerings. In addition to defending securities dealers and salespersons in regulatory enforcement matters and civil litigation, Sorling Northrup attorneys have represented individuals and firms in a variety of alternative dispute resolution forums, including arbitration and mediation, and have served as arbitrators in customer-broker disputes.

Sorling Northrup attorneys who practice in this area include: